Samuel Fein is a senior compliance leader currently serving as the US Head of Capital Markets Compliance for a major global investment bank, where he leads the strategic design and execution of comprehensive compliance frameworks. His expertise lies in building robust oversight programs across asset classes, including deep specialization in Swap Dealer and Security-Based Swap Dealer regulatory requirements. A seasoned expert in regulatory examinations and risk mitigation, Samuel excels at bridging the gap between business objectives and evolving global standards to ensure institutional integrity and operational excellence.